Roland Franz Xaver Sand

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (27 Oct 2010 to 30 Jan 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 22 Jun 2010)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (24 Jun 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 24 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (24 Jun 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 24 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Jun 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 24 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.