Rohit Vrajlal Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (28 Nov 2014 to 22 Jul 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (13 Aug 2012 to 5 Jan 2015)
- CF22 Investment Adviser (Trainee) (29 Sep 2006 to 31 Oct 2007)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (11 Mar 2009 to 22 Aug 2012)
Barbon Insurance Group Limited (no longer approved here)
FRN 308724
- CF1 Director (AR) (13 May 2005 to 26 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.