Rohit Kumar Kapur

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BORDER TO COAST PENSIONS PARTNERSHIP LIMITED
FRN 800511
- [FCA CF] Client dealing (since 17 Mar 2025)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (22 Feb 2023 to 6 Jan 2025)
Bank of Montreal (no longer approved here)
FRN 124788
- CF30 Customer (1 Nov 2007 to 2 Feb 2015)
- CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 May 2005 to 18 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.