Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 2 Apr 2026)
    • SMF18 Other Overall Responsibility (since 4 Dec 2025)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 4 Dec 2025)
    • Responsible for Insurance Distribution (since 2 Apr 2026)
    • SMF18 Other Overall Responsibility (since 4 Dec 2025)
    • Responsible for Insurance Distribution (since 2 Apr 2026)
    • SMF18 Other Overall Responsibility (since 4 Dec 2025)
    • [FCA CF] Significant management (11 Feb 2021 to 4 Dec 2025)
    • [FCA CF] Material risk taker (17 May 2017 to 4 Dec 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
  • J.P. Morgan SE

    FRN 755066

    • Responsible for Insurance Distribution (since 2 Apr 2026)
    • SMF22 Other Local Responsibility (since 4 Dec 2025)
    • SMF22 Other Local Responsibility (since 4 Dec 2025)
    • [FCA CF] Significant management (11 Feb 2021 to 4 Dec 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Dec 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (11 Jul 2003 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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