Rohid Rajnikant Ladva

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (17 Sep 2021 to 20 Jun 2023)
    • [FCA CF] Client dealing (17 Sep 2021 to 20 Jun 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 Mar 2021 to 10 Sep 2021)
    • CF30 Customer (1 Mar 2021 to 10 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.