Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Aug 2023)
    • [FCA CF] Material risk taker (since 3 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Oct 2022)
    • [FCA CF] Manager of certification employee (13 Jul 2023 to 7 Aug 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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