Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (1 Dec 2020 to 13 Jun 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 12 Dec 2019)
    • CF30 Customer (2 Dec 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 12 Dec 2019)
    • CF30 Customer (2 Dec 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (30 Sep 2004 to 1 Aug 2006)
    • CF22 Investment Adviser (Trainee) (25 Sep 2002 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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