Roger Wilcock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 24 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 24 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Mar 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Mar 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Mar 2025)
    • CF30 Customer (16 Jul 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (14 Feb 2005 to 18 May 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (6 Jan 2003 to 18 May 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (6 Jan 2003 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.