Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Jul 2024 to 18 Jul 2025)
- [FCA CF] Functions requiring qualifications (4 Jul 2024 to 18 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (16 Jun 2021 to 1 Jul 2024)
- CF30 Customer (18 Mar 2021 to 1 Jul 2024)
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- (3)Employed By (18 Mar 2021 to 1 Jul 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2004 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.