Roger Terence Gould

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2024)
- CF30 Customer (11 Jan 2019 to 30 Apr 2024)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (382)Employed By (11 Jan 2019 to 30 Apr 2024)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (12 May 2014 to 28 May 2015)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (19 Jul 2006 to 9 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.