Roger Paul Edwards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Responsible for Insurance Mediation (1 Oct 2008 to 20 Dec 2012)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 14 Dec 2012)
    • CF30 Customer (1 Oct 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2008 to 31 Mar 2009)
    • CF1 Director (1 Oct 2008 to 13 Nov 2019)
    • CF10 Compliance Oversight (1 Oct 2008 to 14 Nov 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (19 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Nov 2003 to 19 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.