Roger Nicholas Weatherby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Weatherbys Bank Limited
FRN 204571
- SMF12 Chair of the Remuneration Committee (since 1 Mar 2024)
- SMF9 Chair of the Governing Body (since 1 Mar 2024)
- SMF1 Chief Executive (7 Mar 2016 to 1 Sep 2023)
- CF8 Apportionment and Oversight (8 Feb 2005 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Oct 2008)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
BROWN & BROWN PRIVATE CLIENT LLP (no longer approved here)
FRN 582708
- SMF9 Chair of the Governing Body (8 Mar 2020 to 28 Apr 2022)
- CF4 Partner (1 Oct 2012 to 3 Dec 2019)
Arkle Finance Limited (no longer approved here)
FRN 630582
- CF1 Director (16 May 2016 to 18 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.