Roger Murphy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EVOLUTION WEALTH NETWORK LIMITED

    FRN 591218

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Dec 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (20 May 2015 to 13 Jan 2017)
    • CF4 Partner (AR) (21 Feb 2014 to 21 May 2015)
    • CF30 Customer (21 Oct 2010 to 15 Dec 2017)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (15 Feb 2013 to 26 Feb 2014)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (21 Oct 2010 to 11 Sep 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (26 Sep 2008 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.