Roger Michael Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Global Capital Partners London Ltd
FRN 1033401
- (4)Employed By (since 21 May 2025)
Strata Global Limited
FRN 563834
- CF30 Customer (since 12 Feb 2020)
US Capital Global London Ltd (no longer approved here)
FRN 920058
- Employed By (12 Feb 2020 to 21 May 2025)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (23 Jan 2009 to 30 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.