Roger Metta

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scala Capital Partners Limited

    FRN 554493

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (19 Jun 2012 to 8 Dec 2019)
    • CF1 Director (19 Jun 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jun 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jun 2012 to 8 Dec 2019)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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