Roger Maurice Boocock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Mar 2016)
    • CF30 Customer (since 22 Feb 2008)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 17 Mar 2016)
  • Lakeside Financial Solutions Ltd

    FRN 432425

    • (1)Employed By (since 22 Feb 2008)
    • (2)Employed By (18 May 2005 to 10 Oct 2006)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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