Roger Mark McKenzie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McKenzie Financial Services Ltd
FRN 455688
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF11 Money Laundering Reporting (29 Apr 2010 to 29 Mar 2019)
- CF10 Compliance Oversight (29 Apr 2010 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Nov 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Nov 2006 to 30 Sep 2018)
- CF1 Director (14 Nov 2006 to 8 Dec 2019)
TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (AR) (27 Jul 2005 to 7 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.