Roger Kuntsche

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (29 Jan 2020 to 1 Sep 2020)
    • [FCA CF] Material risk taker (13 Dec 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (24 Oct 2019 to 18 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (29 Jan 2020 to 1 Sep 2020)
    • [FCA CF] Material risk taker (13 Dec 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (24 Oct 2019 to 18 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (9 Oct 2003 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.