Roger John Parkes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (3 Jan 2011 to 30 Apr 2017)
Temple Wealth Management Ltd (no longer approved here)
FRN 531961
- (6)Employed By (3 Jan 2011 to 30 Apr 2017)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (8 Apr 2010 to 7 Jan 2011)
Park Row Associates (k508) (no longer approved here)
FRN 190108
- (113)Employed By (25 Jun 2002 to 14 Apr 2003)

Updates to this individual's record on the FCA register.

2 hours ago
controlled function removed: Employed By at Temple Wealth Management Ltd
2 hours ago
controlled function added: (6)Employed By at Temple Wealth Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.