Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF1 Director (11 Mar 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 27 Jan 2010)
    • CF20 Significant Mgt (Settlements) (5 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.