Roger James Robertson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyncombe Consultants Limited

    FRN 618025

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 28 Feb 2026)
    • [FCA CF] Client dealing (since 20 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2023)
  • Roger Robertson

    FRN 1051464

    • (1)Employed By (since 28 Feb 2026)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (5 Nov 2020 to 11 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Nov 2020 to 11 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2023)
  • Vincent Throp Limited (no longer approved here)

    FRN 216567

    • Employed By (26 Jul 2019 to 28 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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