Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF14 Risk Assessment (4 Dec 2006 to 23 Feb 2007)
- CF15 Internal Audit (4 Dec 2006 to 23 Feb 2007)
- CF10 Compliance Oversight (25 Aug 2004 to 4 Dec 2006)
- CF4 Partner (13 Nov 2002 to 1 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.