Roger Harrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 20 Feb 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (14 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 14 Nov 2003)
  • Wiltshire Friendly Society Limited (no longer approved here)

    FRN 110053

    • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 31 Mar 2022)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (16 May 2005 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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