Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2024)
    • [FCA CF] Client dealing (since 31 Jan 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (10 Aug 2012 to 1 May 2015)
    • CF4 Partner (AR) (10 Aug 2012 to 1 May 2015)
  • Devereaux Montague LLP (no longer approved here)

    FRN 185083

    • Employed By (1 Oct 1998 to 1 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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