Roger Francis Clegg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF1 Director (15 Sep 2011 to 3 Apr 2012)
    • CF3 Chief Executive (15 Sep 2011 to 3 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 3 Apr 2012)
    • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.