Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Jun 2024)
  • Park Square Capital, LLP (no longer approved here)

    FRN 414858

    • SMF27 Partner (15 Feb 2023 to 12 Sep 2023)
    • [FCA CF] Client dealing (17 Aug 2020 to 12 Sep 2023)
    • [FCA CF] Significant management (17 Aug 2020 to 12 Sep 2023)
    • CF30 Customer (26 Jun 2014 to 21 Sep 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (17 Mar 2011 to 17 Mar 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 24 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.