Roger Emanuel Carlsson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Axia Markets Pro Limited (no longer approved here)

    FRN 786372

    • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 18 Oct 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 1 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2021)
    • CF10 Compliance Oversight (6 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2018 to 8 Dec 2019)
    • CF1 Director (3 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.