Roger Edward Spearing

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tees Financial Limited (no longer approved here)
FRN 211314
- CF10 Compliance Oversight (18 Nov 2008 to 14 Feb 2012)
- Responsible for Insurance Mediation (18 Nov 2008 to 22 Mar 2012)
- CF30 Customer (1 Nov 2007 to 11 May 2012)
- CF1 Director (6 Nov 2006 to 11 May 2012)
- CF21 Investment Adviser (30 Aug 2002 to 31 Oct 2007)
Mortgage Overseas Ltd (no longer approved here)
FRN 402977
- (4)Employed By (17 Aug 2004 to 9 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.