Roger Edward Mattocks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The John Greening Practice Ltd (no longer approved here)

    FRN 416402

    • Employed By (3 Sep 2012 to 31 Dec 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (18 Feb 2010 to 3 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 5 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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