Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Altorfer Financial Management Limited
FRN 147392
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (27 Jan 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 1 Jun 2015)
- Responsible for Insurance Mediation (14 Jan 2005 to 28 Aug 2015)
- CF1 Director (1 Dec 2001 to 27 Jan 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2015)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.