Roger Cresswell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gateway Investment Services Limited

    FRN 703508

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
    • CF30 Customer (since 24 Mar 2017)
  • Aesir Wealth Ltd

    FRN 764841

    • (1)Employed By (since 24 Mar 2017)
  • Tuto Money Limited (no longer approved here)

    FRN 492514

    • CF30 Customer (15 Dec 2017 to 19 Oct 2018)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (14 Jul 2006 to 3 Oct 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (24 Jan 2005 to 21 Apr 2006)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (19 Mar 2002 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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