Roger Charles Waters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barwells Independent Financial Management Limited (no longer approved here)

    FRN 588626

    • [FCA CF] Client dealing (18 Oct 2024 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2025)
    • CF3 Chief Executive (5 Jun 2013 to 27 Jun 2014)
    • CF1 Director (5 Jun 2013 to 11 Mar 2015)
    • Responsible for Insurance Mediation (5 Jun 2013 to 24 Jul 2014)
    • CF30 Customer (5 Jun 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2013 to 27 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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