Roger Charles Pugsley

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AUTOMOTIVE COMPLIANCE LIMITED
FRN 497010
- CF1 Director (AR) (since 25 Jul 2024)
- CF1 Director (AR) (9 Mar 2011 to 27 Oct 2015)
ABBEY GARAGES (CARDIFF) LIMITED
FRN 537313
- (1)Employed By (since 21 Jun 2017)
- (1)Employed By (9 Mar 2011 to 27 Oct 2015)
Assurity Solutions Ltd (no longer approved here)
FRN 517510
- SMF3 (AR) Executive Director function (9 Dec 2019 to 13 May 2024)
- CF1 Director (AR) (21 Jun 2017 to 8 Dec 2019)
MAYTONE LIMITED (no longer approved here)
FRN 520134
- (2)Employed By (23 Jul 2010 to 13 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.