Roger Appleyard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 4 Nov 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 4 Nov 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (15 Dec 2020 to 27 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2017 to 27 Oct 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Oct 2025)
    • CF29 Significant management (26 Jul 2010 to 2 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (26 Jul 2010 to 2 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.