Roger Anthony Plummer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 7 Oct 2025)
    • CF30 Customer (9 Sep 2020 to 7 Oct 2025)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 17 Jul 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 17 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (13 Dec 2002 to 11 May 2007)
    • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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