Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 10 Dec 2019)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Mar 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (11 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 11 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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