Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF21 Investment Adviser (16 Jul 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF21 Investment Adviser (16 Jul 2004 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 9 Apr 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 2 Jun 2004)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.