Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Aug 2013)
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Financial Lifestyle Management Ltd
FRN 433338
- (22)Employed By (since 4 Jan 2019)
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- Employed By (12 Aug 2013 to 6 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 24 Jul 2013)
- CF21 Investment Adviser (3 Dec 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Jan 2002 to 3 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.