Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Aug 2013)
    • (22)Employed By (since 4 Jan 2019)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (12 Aug 2013 to 6 Jun 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 24 Jul 2013)
    • CF21 Investment Adviser (3 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2002 to 3 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.