Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (19 Mar 2014 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (30 Aug 2011 to 13 Feb 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (30 Aug 2011 to 13 Feb 2014)
    • CF23 Corporate Finance Adviser (29 Jun 2005 to 19 May 2006)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (29 Sep 2009 to 29 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.