Rodney Kendall Heaven

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • [FCA CF] Manager of certification employee (since 11 Mar 2021)
    • [FCA CF] Functions requiring qualifications (17 Nov 2022 to 10 Oct 2024)
  • HRD Financial Ltd (no longer approved here)

    FRN 232162

    • Employed By (16 Sep 2013 to 2 Jan 2014)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (18 Jan 2012 to 2 Jan 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.