Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 25 Aug 2021)
- CF1 Director (AR) (since 27 Mar 2019)
- CF30 Customer (since 2 Jul 2008)
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Doyle & Palmer Wealth Management Limited
FRN 836767
- (19)Employed By (since 27 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.