Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Aug 2015)
    • CF30 Customer (since 14 Aug 2015)
    • CF1 Director (AR) (since 2 Oct 2015)
    • (1)Employed By (since 1 Mar 1999)
  • Ten Insurance Services Limited (no longer approved here)

    FRN 314593

    • CF1 Director (AR) (11 Apr 2006 to 7 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.