RODMAN JACOBO LOPEZ ABULLARADE

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Client dealing (since 4 Dec 2020)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (434)CF30 Customer (13 Jun 2018 to 6 Aug 2019)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF30 Customer (27 Apr 2017 to 31 May 2018)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (4 Apr 2013 to 23 Apr 2017)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (434)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.