Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 9 Apr 2010)
- CF29 Significant management (1 Nov 2007 to 9 Apr 2010)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2008)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 9 Apr 2010)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Mar 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.