Roderick Michael Gregory Hamilton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 10 May 2021)
- [FCA CF] Functions requiring qualifications (since 10 May 2021)
Rothesay Independent Financial Services Ltd (no longer approved here)
FRN 154518
- (3)Employed By (1 Oct 1998 to 31 Dec 2014)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.