Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 25 Apr 2021)
    • [FCA CF] Client dealing (since 25 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2021)
    • [PRA CF] Key function holder (since 25 Apr 2021)
    • [FCA CF] Significant management (since 25 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Dec 2016)
    • CF1 Director (5 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Feb 2016 to 30 Sep 2018)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (18 Aug 2011 to 3 Dec 2015)
    • CF7 Sole Trader (AR) (31 Oct 2004 to 31 Jan 2007)
  • The Edinburgh Mortgage Company Ltd (no longer approved here)

    FRN 414032

    • (1)Employed By (18 Aug 2011 to 3 Dec 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF7 Sole Trader (AR) (1 Dec 2001 to 22 Mar 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF7 Sole Trader (AR) (1 Dec 2001 to 22 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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