Roderick Lachlan Mackintosh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mackintosh Beardsley Wealth Management Limited

    FRN 844368

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • [FCA CF] Client dealing (since 3 Dec 2020)
    • Responsible for Insurance Distribution (since 6 Jan 2020)
    • SMF16 Compliance Oversight (since 6 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2020)
    • SMF3 Executive Director (since 6 Jan 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (17 Mar 2016 to 31 Dec 2019)
    • CF30 Customer (27 Jan 2016 to 31 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Jul 2008 to 16 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

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