Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (26 Aug 2010 to 10 Oct 2012)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 23 Aug 2010)
    • CF21 Investment Adviser (10 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2002 to 10 Nov 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.