Roderick Joan Leonhard Wurfbain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP

    FRN 416697

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (18 Dec 2015 to 10 Aug 2021)
    • CF8 Apportionment and Oversight (29 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (29 Jul 2005 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jul 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jul 2005 to 1 Sep 2008)
  • VCM International Limited (no longer approved here)

    FRN 712610

    • Employed By (1 Oct 2015 to 27 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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