Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
- SMF1 Chief Executive (9 Dec 2019 to 9 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Mar 2022)
- Responsible for Insurance Mediation (27 Nov 2015 to 30 Sep 2018)
- CF8 Apportionment and Oversight (27 Nov 2015 to 8 Dec 2019)
- CF1 Director (27 Nov 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Nov 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Nov 2015 to 8 Dec 2019)
- CF3 Chief Executive (27 Nov 2015 to 8 Dec 2019)
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- CF1 Director (AR) (19 Mar 2010 to 18 Nov 2015)
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- Employed By (19 Mar 2010 to 18 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.